Apr 27, 2011 · Walters said he expected the CIMA would replace the series 7 or 65 as the baseline required for working in the securities industry.

Apr 1, 2010 · When it comes to changing jobs, transferring the licenses you hold to your new firm is typically a seamless task. Indeed, if you have a clean regulatory history, the transfer can typically be …

Jul 15, 2020 · FINRA’s Series 7 Testing Goes Virtual The regulator is now taking online test appointments for the Series 7, the Securities Industry Essentials (SIE) and Series 6, as well as …

Oct 1, 2007 · In 2006, sales assistants with Series 7 licenses' watched their median salaries (including bonus) grow 10 percent to $53,846, according to Registered Rep.'s annual survey.

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Mar 6, 2025 · Actual AI Usage Across the Advisory World Our grumpy technology columnist chewed on three recent advisor-specific surveys seeking AI insights, including this week's T3; here's what he …

Dec 4, 2025 · The Week in Advisory AI Several advisor technology providers announced new artificial intelligence or AI-related integrations this week, including Zocks and eMoney Advisor, Practifi, …

Nov 7, 2025 · WealthStack Roundup: GeoWealth Launches Private Model Marketplace A flurry of wealthtech announcements from Asset-Map and eMoney, Evergreen Wealth, Alphathena, d1g1t, …

May 1, 2011 · Joe Callahan: Citizen Angel Plowing the driveways of elderly neighbors after a snowstorm; volunteering at a homeless shelter; serving people food; mentoring a recovering drug …